Financial, Fiscal, and Tax Law
Tax, Banking and Securities Market Law
Tax, banking, and securities market law
Tax, Banking and Securities Market Law regulates a set of essential matters for individuals, companies and investors, covering direct and indirect taxation, relations with financial entities and the regulations applicable to financial markets. This is a particularly technical legal field, in which the correct interpretation of regulations and jurisprudence is decisive for making decisions with a relevant economic impact.
Tax and financial matters require up-to-date knowledge of the national and European regulatory framework, as well as applicable administrative and judicial criteria. Tax planning, defense against actions by the tax authorities, banking contracts, and securities market operations demand a rigorous legal approach and a well-defined strategy from the outset.
At BGI LAW, we provide advice on these matters with a comprehensive approach, intervening in both the preventive phase and conflict resolution, while taking into account the nature and complexity of each transaction or proceeding.
Representation and advisory services in tax, banking, and securities market law.
BGI LAW possesses extensive experience in providing legal advice on tax, banking, and financial matters, assisting companies, corporate groups, investors, and private individuals in proceedings involving tax authorities, financial institutions, and regulatory bodies. The firm handles tax planning, tax audits and reviews, penalty proceedings, and litigation before economic-administrative tribunals and the contentious-administrative courts.
In the banking and securities market sectors, the firm provides advice on financial transactions, banking contracts, investment products, and claims arising from the marketing of financial instruments. For matters with an international dimension, BGI LAW operates in coordination with the BGI Global network, enabling the efficient management of cross-border transactions and proceedings involving foreign elements.
Main Services
Tax law
Banking law
Stock market
Areas of action
Taxation and tax procedures
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Direct and indirect taxation
- Corporate tax.
- Personal Income Tax.
- VAT and other indirect taxes.
Tax inspections and procedures
- Inspection and verification activities.
- Tax sanction proceedings.
- Imposition of liability.
Appeals and contentious proceedings
- Economic-administrative claims.
- Appeals before courts of law.
- Execution and suspension of tax acts.
Banking and Financial Law
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Banking contracts
- Loans and credit facilities.
- Personal and real guarantees.
- Review of contractual terms.
Banking complaints
- Disputes with financial institutions.
- Claim regarding complex financial products.
- Defense of consumers and businesses.
Bank liability
- Contractual breaches.
- Liability for financial advice.
- Damages arising from the marketing of products.
Stock market and investment
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Financial products
- Stocks, bonds, and other financial instruments.
- Legal analysis of investment products.
- Risks and information obligations.
Securities market regulations
- Compliance with applicable regulations.
- Obligations of entities and operators.
- Regulatory supervision and control.
Conflicts in financial markets
- Investment-related disputes.
- Claims for financial losses.
- Representation before competent bodies and tribunals.
Work methodology
1º- Analysis of the legal and tax situation
Review of the case, the documentation, and the applicable regulations.
2º- Definition of the strategy
Determination of the most appropriate preventive, administrative, or judicial avenue.
3º- Legal action
Representation before government authorities, financial institutions, or competent bodies.
4º- Follow-up and resolution
Control of the procedure and execution of resolutions or agreements reached.
Frequently Asked Questions about Tax, Banking, and Securities Market Law
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When is it necessary to seek tax law advice?
Tax Law advice is especially recommended when operations with relevant fiscal impact are carried out, requirements are received from the Tax Administration or an inspection, verification or sanction procedure is initiated.
Can I appeal a tax assessment or penalty imposed by the tax authorities?
Yes. In response to a tax assessment or penalty, claims may be filed through administrative channels and, where applicable, appeals lodged with the contentious-administrative courts, provided that the legally established time limits are observed.
What actions can a tax inspection carry out?
The tax authorities may verify the accuracy of filed returns, review the application of tax regulations, and regularize the taxpayer’s status, including the imposition of penalties where appropriate.
What does banking law advisory entail?
Banking Law covers the analysis and review of financial contracts, as well as the defense of the client’s interests in conflicts arising from loans, credits or other products offered by financial entities.
Can damages be claimed for mis-sold financial products?
Yes. When a financial institution has failed to adequately fulfill its obligations regarding information, transparency, or advisory services, legal action may be taken to seek the annulment of the contract or appropriate compensation for damages.
What is the stock market, and what transactions does it regulate?
The securities market is the arena where financial instruments such as stocks, bonds, or other securities are traded, and it is subject to specific regulations designed to ensure transparency, investor protection, and the proper functioning of the markets.
What information obligations do financial institutions have towards investors?
Financial institutions must provide clear, understandable, and adequate information regarding the characteristics, risks, and costs of the financial products they offer, especially in the case of complex products.
What role do European regulations have in financial and tax matters?
European regulations have a direct impact on taxation, banking, and securities markets, and apply to numerous proceedings, influencing both domestic regulation and judicial interpretation.
Can a company receive preventive tax advice?
Yes. Preventive tax advice allows you to adequately plan business operations, identify risks and avoid future tax contingencies, always within the current legal framework.
When is it advisable to resort to judicial proceedings in tax or financial disputes?
Recourse to the courts is appropriate when the dispute cannot be resolved through administrative or extrajudicial channels, or when it is deemed necessary for a court to review the actions of the Administration or a financial institution.
Contact
Tax and financial matters require precise legal analysis and strategic planning, as any decision can have significant economic consequences. A sound strategy is essential to protect the client’s interests and ensure compliance with the applicable regulatory framework.
If you require advice on tax, banking, or securities market law, the BGI LAW team can analyze your situation and assess the most appropriate legal actions in accordance with the law.
If you prefer, you can call us by selecting this option.
If you prefer, you can send us an email by selecting this option.